Small CU Compliance Overview Webinar Series 2023
Small CU Compliance Overview Webinar Series 2023
Overview
Explicitly curated for smaller shops, this lower-cost webinar series will provide smaller credit unions’ compliance officers and staff the opportunity to hear from compliance experts on regulation updates that may affect them. Additionally, it’s an ideal way to whittle down your annual training requirement.
You can look forward to fine-turned presentations that are specific to the products and services a small credit union (under $120MM in assets). We know you have busy schedules, so each webinar is only 45 minutes long, and you can watch live or on demand.
Who should attend?
Anyone who manages compliance at a small credit union, including compliance officers, compliance staff, senior staff or the CEO.
This webinar series is part of the complete Training Bundle series. Subscribe to get immediate access to this webinar along with over 80+ webinars covering critical topics for you and all your staff.
Schedule
Speaker: Joseph Goldberg
Learn the basic fair lending concepts so your credit union can better protect its members. You will review applicable laws, regulations, and guidance, including recent updates. Hear what your NCUA examiner looks for and which issues interest regulators, and the types of claims most commonly made in class action cases. Finally, get some tips on easily available resources you can use to ensure compliance.
Learning Objectives:
- Understand the Equal Credit Opportunity Act and Regulation B, and other laws, to aid in compliance
- See which fair lending areas NCUA has emphasized in recent years
- Learn about helpful NCUA and CFPB resources, where to find them and how to use them
Speaker: David Reed
When was the last time you did a complete analysis of available field of membership options? Most states have a similar regulatory landscape, but subtle differences are often buried in the details and can provide substantial benefits to your efforts. Our industry is fortunate to have the advantages of a dual chartering system. Your community needs your cooperative financial services and you can almost always contribute more to their financial wellness. You should explore expansion through low-income designation and underserved areas as well. Join veteran credit union attorney David Reed as he reviews the current NCUA field of membership rules and applicable state considerations with an eye towards maximizing your credit union’s growth and impact.
Learning Objectives:
- Understand available field of membership expansion options
- Discover service expansion opportunities through underserved areas
- Appreciate the concept of Financial Wellness
Speaker: Debra Leone
This course explores the types of HMDA action codes, how ECOA is implicated during the HMDA process, and HMDA preapproval requirements.
Learning Objectives:
- Determine how HMDA intersects with ECOA
- Review The ECOA 30-Day Clock
- Understand Underwriting or Creditworthiness Conditions
- Identify Customary Closing Conditions
- Understand Originated & Approved Not Accepted
- Define Denied, Withdrawn & Incomplete
- Review HMDA Preapprovals
- Identify Action Taken Dates & Much More!
Speaker: Colleen Kelly
Anti-money laundering and combatting terrorist financing (AML/CFT) regulations apply to all credit unions, regardless of size or complexity. At times, smaller credit unions, with fewer compliance resources, are specifically targeted by money launderers. Evolving technologies, as well as members’ expectations to move money instantaneously, have significantly increased credit unions’ AML/CFT vulnerabilities. Consequently, Congress passed a new Beneficial Ownership law, as well as several new Anti-money Laundering provisions, to help combat a wide range of financial crimes.
Learning Objectives:
- Review the three new beneficial ownership regulations
- Identify several new anti-money laundering provisions
- Consider the latest anti-money laundering trends
Speaker: Patricia O’Connell
In recent years, we have seen how disruptive issues such as high inflation, interest rate volatility, increased fraud, lingering effects of the pandemic, Russia-Ukraine conflict, and market downturns have influenced financial institution regulations. This session will examine the possible direction of financial regulations in 2024, and how you can best prepare for regulatory changes, supervisory priorities, and expectations.
Learning Objectives:
- Review recent NCUA supervisory priorities and examinations
- Discuss recent NCUA and CFPB guidance
- Examine trends in the financial industry that may pose challenges to credit unions in 2024
Speaker: CUNA Compliance Team
Join our panel and your peers in a discussion on Small Credit Union Compliance. Come prepared with your Credit Union’s questions as we wrap up our eSchool.
Learning Objectives:
- Drive the direction and content of this discussion
- Discuss challenges you are facing
- Ask any questions you may have from the live sessions
- Share and learn new ideas and solutions
Pricing & Registration
Member
Non-Member
Small CU Compliance Overview eSchool 2023 (recorded)
Small CU Compliance Overview eSchool 2023 (recorded)
Need help accessing member pricing? Contact 800-356-9655 or hello@americascreditunions.org.
Attendee Info
Our webinars and eSchools use various platforms, including Adobe Connect, Pheedloop Meet & Stream, and Zoom. All of these platforms are web conferencing technology that allows for live virtual meetings. Whether this is your first time attending a webinar or eSchool, or you simply need a refresher, review these helpful steps and frequently asked questions below.
